The Essentials of Your Risk Assessment and AML/CTF Program
Overview
A practical guide to developing, using, and maintaining your Risk Assessment and AML/CTF Program.
Your Risk Assessment and AML/CTF Program are the foundation of your anti-money laundering and counter-terrorism financing compliance framework.
These documents identify your firm’s exposure to money laundering and terrorism financing risks and set out the policies, procedures, and controls required to manage those risks.
Understanding how these documents work in practice is essential to meeting your AML/CTF obligations. This session will explain what these documents should contain, how to use them effectively, and what your ongoing obligations are.
In this session, we’ll cover:
- What your Risk Assessment and AML/CTF Program should include
- How these documents support day-to-day AML/CTF compliance
- Your obligations to maintain and review these documents
- Practical considerations for implementing and updating your AML framework
This session is hosted by AMLHUB and is designed for professional services business owners, practitioners, and senior leaders seeking an introductory understanding of the upcoming requirements
Learning Outcomes:
- Understand what a risk assessment and AML/CTF program covers
- How they are used to manage day-to-day AML/CTF compliance
- What your obligations are in relation to these documents
Suited to:
Business owners, partners, senior leaders, Compliance staff
This On Demand recording Includes:
- Recording of the Live Webinar, which can be viewed multiple times, for as long as required
- Presenters contact details for follow up questions
- CPD Quiz
- CPD Certificate
- CPD Report – Logged automatically
- PowerPoint Presentation
- Verbatim Transcript, with Searchability
- Supporting Documentation
Course syllabus
3 lessons
- Video – The Essentials of Your Risk Assessment and AML/CTF ProgramVideo
- Feedback Survey QuestionsSurvey
- Knowledge QuizTest
Your presenter
Tijana Misur,AML Hub
Tijana is a CAMS-Audit certified AML/CTF professional with extensive experience providing Audit and Training services to hundreds of Australasian reporting entities.
Tijana is Head of Audit & Training, and is supported by a team of consultants who assist reporting entities across all AML sectors with the development of their AML Compliance Programmes, AML Audits, and Training. Tijana and her team’s focus is to provide practical guidance and expertise gained by observing trends and assisting over 2,000 clients with their AML/CTF obligations.
Tijana is a Chartered Accountant, and gained her Certified Anti-Money Laundering Specialist certificate through ACAMS in 2016, and the CAMS-Audit advanced certification in 2018.