AML Phase 2: The Key AML/CFT Obligations for a Professional Services Firm
Overview
What you'll take away.
Learn what you will be expected to do when the AML/CTF Act expands to include your firm
The provision of just one of the captured AML/CTF services means your organisation must follow all of the Act’s obligations.
Join our session as we explore what these obligations are, and what they mean for professional services firms.
You will learn about the following requirements for your firm:
- Key obligations for your firm
- How to set up a compliance framework
- Know Your Customer (KYC) requirements
- Monitoring and reporting
- Risk Assessment and Compliance Programme
- Wider obligations under the Act
This session is hosted by AMLHUB, and is suitable for professional services providers in senior and key operational roles.
Learning Outcomes:
Attendees will learn about:
- The policies, procedures, and controls you will need to create and implement.
- How to manage these obligations over time.
- Risks relevant to professional services firms and how to manage them.
Suited to:
Professional services providers in senior and key operational roles
This On Demand Includes:
- Recording of the Live Webinar, which can be viewed multiple times
- PowerPoint Presentation
- Verbatim Transcript, with Searchability
- Supporting Documentation
- CPD Quiz
- CPD Certificate
Course syllabus
3 lessons
- Video – AML Phase 2: The Key AML/CFT Obligations for a Professional Services FirmVideo
- Feedback Survey 2024Survey
- Knowledge QuizTest
Your presenter
Tijana Misur,AML Hub
Head of Delivery, CAMS-Audit, CA, BCOM, BHS.
Tijana is a CAMS-Audit certified AML/CFT professional with extensive experience providing both Audit and Consultancy services to hundreds of New Zealand, Australian and Pacific Island reporting entities.
As Head of Delivery and supported by a team of consultants who are assisting reporting entities across all AML sectors with the development of their AML Compliance Programmes, AML Audits, and Training, Tijana and her team’s focus is to provide practical guidance and expertise gained by observing trends and assisting over 2,000 clients with their AML/CFT obligations.
Tijana is a Chartered Accountant, and gained her Certified Anti-Money Laundering Specialist certificate through ACAMS in 2016, and the CAMS-Audit advanced certification in 2018.