Effective Internal Assurance for Professional Services

Be confident your AML/CTF is operating effectively via internal testing.

To give you confidence that your firm’s AML/CTF is being conducted correctly, you need to be running systematic checks through a process called Internal Assurance.

In this training session, you’ll learn what an effective internal assurance program looks like for professional services, and how to put one in place that’s right for your business.

In this session, we’ll cover:

• Why assurance is important;
• Principals of effective assurance;
• The design process;
• Practical application;
• Feedback loops and refinement; and
• Assurance as a management tool.

This session is hosted by AMLHUB and is designed for professional services AML Compliance Officers, AML administrators, and sole practitioners.

Learning Outcomes:

Attendees will learn

• Why assurance is important;
• Th principals of effective assurance;
• The design process;
• Practical application;
• Feedback loops and refinement; and
• Assurance as a management tool.

Suited to:

AML Compliance Officers, AML Administrators, Sole Practitioners

You will also be provided with: 

• Access to watch the Live Webinar 
• Opportunities to ask real time questions to the presenter/s
• Poll questions to test your knowledge 
• Access to On Demand recording, which can be viewed multiple times, for as long as required 
• Presenters contact details for follow up questions 
• CPD Quiz (for On Demand recordings)
• CPD Certificate 
• CPD Report – Logged automatically 
• PowerPoint Presentation
• Verbatim Transcript, with Searchability
• Supporting Documentation